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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-04-18 |
| TX | RA | APPROVED_RES | 2014-06-18 |
| CA | RA | APPROVED | 2003-08-21 |
Branch Locations
3075 Hansen Way Pbig - Palo Alto Wealth Ctr, Palo Alto, CA 94304 • United States
Islesboro, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 06/2003 | Present |
| Bank Of America, N.A. | Menlo Park | CA | 09/2009 | Present |
I*136865 Entity Type: For-Profit Name of outside business organization: Nun 6 Oysters LLC Investment related: No Address of business: Portola Valley, CA 94028 Position, title, association: Owner Start date of relationship: 3/15/2021 Number of hours devoted: 10 hours Annually Number of hours devoted during trading hours: 0 Duties: Member of the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-06 |
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