Sean Todd Stein

Current Employers

Buckman Advisory Group Llc

44 Church Street, Little Silver, NJ 07739 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-01-19
NJ	RA	APPROVED	2016-12-14
TX	RA	APPROVED_RES	2016-12-13

FL RA
APPROVED

Since 2017-01-19
NJ RA
APPROVED

Since 2016-12-14
TX RA
APPROVED_RES

Since 2016-12-13

Branch Locations

Boca Raton, FL • United States

44 Church Street, Little Silver, NJ 07739 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Buckman, Buckman & Reid, Inc.	Little Silver	NJ	07/2015	Present

07/2015 → Present

Buckman, Buckman & Reid, Inc.

Little Silver, NJ

Previous Registrations

2010-04-29 → 2015-07-24

Jhs Capital Advisors, Llc

Tampa, FL

Tampa, FL

Boca Raton, FL

Tampa, FL

Miami, FL
2008-07-01 → 2010-03-30

Gunnallen Financial, Inc

Tampa, FL

Deerfield Beach, FL
2003-06-23 → 2008-07-01

Raymond James Financial Services, Inc.

Deerfield Beach, FL
1999-10-29 → 2003-06-24

Prudential Equity Group, Llc

Boca Raton, FL

Other Businesses

Sean Stein LLC. - not investment related - Home 1960 Augusta Terrace, Coral Springs, Florida 33071 - process my pay - Sole owner - 7/19/23 - 1 hour per month - paid through

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-30

S63 Uniform Securities Agent State Law Examination

1997-01-30

Other Names

Sean Stein

View on SEC IAPD