Benjamin Robert Holguin

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-23
VA	RA	APPROVED	2021-04-15

FL RA
APPROVED

Since 2023-02-23
VA RA
APPROVED

Since 2021-04-15

Branch Locations

4304 W Boy Scout Blvd., Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Tampa	FL	04/2015	Present
Charles Schwab Bank	Tampa	FL	04/2015	Present
Td Ameritrade, Inc.	Tampa	FL	02/2022	06/2024

04/2015 → Present

Charles Schwab & Co., Inc.

Tampa, FL
04/2015 → Present

Charles Schwab Bank

Tampa, FL
02/2022 → 06/2024

Td Ameritrade, Inc.

Tampa, FL

Previous Registrations

2022-03-14 → 2022-10-14

Td Ameritrade, Inc.

Tysons Corner, VA

Tysons Corner, VA

Omaha, NE

Tampa, FL
2011-08-25 → 2015-03-23

Usaa Financial Planning Services

Tampa, FL
2010-09-17 → 2011-07-26

T. Rowe Price Advisory Services, Inc.

Tampa, FL

Other Businesses

1. RENTAL PROPERTY; 06/01/2015; TAMPA, FLORIDA; NOT INVESTMENT RELATED; OWNER; CONDO OWNER THAT LEASES OUT; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 2. Rental Property| Investment Related No|102 Shepherdson Ln NE Vienna VA 22180;USA|Real Estate (Non-Agent/Broker)|Owner|2023-04-01|Hours Per Month Less than 20 Hours | Spent during Security Trading 0 |Owner of Rental Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-27
S63	Uniform Securities Agent State Law Examination	2004-05-24

S66 Uniform Combined State Law Examination

2010-08-27
S63 Uniform Securities Agent State Law Examination

2004-05-24

Other Names

Benjamin R Holguin

View on SEC IAPD