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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-11 |
Branch Locations
73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States
35 Bardonia Rd, Bardonia, NY 10954 • United States
35 S Liberty Dr 9W, Stony Point, NY 10980 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Buffalo | NY | 01/2013 | 05/2017 |
| Raymond James Financial Services,Inc | Montville | NJ | 05/2017 | 07/2023 |
| Lakeland Bank | Hackensack | NJ | 05/2017 | 06/2023 |
| Raymond James Financial Services Advisors Inc. | Montville | NJ | 05/2017 | 07/2023 |
| Lfsa Inc. Lakeland Financial Services Agency | Hackensack | NJ | 10/2018 | 06/2023 |
| Amy Hill Llc | Upper Saddle River | NJ | 07/2019 | Present |
| Tim/Ron Llc | Oakland | NJ | 06/2019 | Present |
| Spruce St Llc | Oakland | NJ | 07/2019 | Present |
| Lfsa Inc. Lakeland Financial Services Agency | Hackensack | NJ | 10/2018 | 07/2023 |
| Lakeland Financial Services | Hackensack | NJ | 06/2019 | 06/2023 |
| Affinity Fcu | Basking Ridge | NJ | 07/2023 | Present |
| Lpl Financial | Basking Ridge | NJ | 08/2023 | Present |
1)08/09/2023 - AFFINITY INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/07/2023 - Amy Hill LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1977 3)08/07/2023 - Tim/Ron LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1975 4)08/07/2023 - Millbrook LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2018 5)08/07/2023 - Spruce Street LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1988
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-12 |
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