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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-11
  • NJ RA
    APPROVED
    Since 2023-08-11

Branch Locations

73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States

35 Bardonia Rd, Bardonia, NY 10954 • United States

35 S Liberty Dr 9W, Stony Point, NY 10980 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Buffalo NY 01/2013 05/2017
Raymond James Financial Services,Inc Montville NJ 05/2017 07/2023
Lakeland Bank Hackensack NJ 05/2017 06/2023
Raymond James Financial Services Advisors Inc. Montville NJ 05/2017 07/2023
Lfsa Inc. Lakeland Financial Services Agency Hackensack NJ 10/2018 06/2023
Amy Hill Llc Upper Saddle River NJ 07/2019 Present
Tim/Ron Llc Oakland NJ 06/2019 Present
Spruce St Llc Oakland NJ 07/2019 Present
Lfsa Inc. Lakeland Financial Services Agency Hackensack NJ 10/2018 07/2023
Lakeland Financial Services Hackensack NJ 06/2019 06/2023
Affinity Fcu Basking Ridge NJ 07/2023 Present
Lpl Financial Basking Ridge NJ 08/2023 Present
  • 01/2013 → 05/2017
    M&T Securities
    Buffalo, NY
  • 05/2017 → 07/2023
    Raymond James Financial Services,Inc
    Montville, NJ
  • 05/2017 → 06/2023
    Lakeland Bank
    Hackensack, NJ
  • 05/2017 → 07/2023
    Montville, NJ
  • 10/2018 → 06/2023
    Lfsa Inc. Lakeland Financial Services Agency
    Hackensack, NJ
  • 07/2019 → Present
    Amy Hill Llc
    Upper Saddle River, NJ
  • 06/2019 → Present
    Tim/Ron Llc
    Oakland, NJ
  • 07/2019 → Present
    Spruce St Llc
    Oakland, NJ
  • 10/2018 → 07/2023
    Lfsa Inc. Lakeland Financial Services Agency
    Hackensack, NJ
  • 06/2019 → 06/2023
    Lakeland Financial Services
    Hackensack, NJ
  • 07/2023 → Present
    Affinity Fcu
    Basking Ridge, NJ
  • 08/2023 → Present
    Lpl Financial
    Basking Ridge, NJ
Previous Registrations
  • 2017-05-23 → 2023-06-26
    Montville, NJ
    Hackensack, NJ
  • 2013-01-24 → 2017-05-24
    M&T Securities, Inc.
    Fishkill, NY
    Rochester, NY
    Pawling, NY
    Amenia, NY
    Dover Plains, NY
    Salt Point, NY
    Corning, NY
    Town Of Horseheads, NY
    Towanda, PA
    Prattsburg, NY
    Painted Post, NY
    Sayre, PA
    Paramus, NJ
    Ithaca, NY
    Ithaca, NY
    Dewitt, NY
    Buffalo, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    White Plains, NY
    Beacon, NY
    New City, NY
    Hopewell Junction, NY
    Monsey, NY
    Elmsford, NY
    Mount Kisco, NY
    Fishkill, NY
    Clay, NY
    Syracuse, NY
    North Syracuse, NY
    Syracuse, NY
    Lafayette, NY
    Cicero, NY
    New York, NY
    New York, NY
    Brooklyn, NY
    Brooklyn, NY
    Garden City, NY
    Endicott, NY
    Beacon, NY
    Newburgh, NY
    Hauppauge, NY
    Jericho, NY
    Garden City, NY
    Farmingdale, NY
    Somers, NY
    Binghamton, NY
    Paramus, NJ
    Monroe, NY
    Johnson City, NY
    Melville, NY
    Ossining, NY
    Brewster, NY
    Pougkeepsie, NY
    North Salem, NY
    Schenectady, NY
    Guilderland, NY
    Bohemia, NY
    Newburgh, NY
    Hauppauge, NY
    Binghamton, NY
    Cortland, NY
    Albany, NY
    Albany, NY
    Vestal, NY
    Town Of Horseheads, NY
    Schenectady, NY
    Prattsburg, NY
    Nyack, NY
    Village Of Montebello, NY
    Piermont, NY
    New York, NY
    Staten Island, NY
    Wilkes-Barre, PA
    Wesley Hills, NY
    New York, NY
    New York, NY
    Fishkill, NY
    Hopewell Junction, NY
    Long Island City, NY
    Wappingers Falls, NY
    New York, NY
    Brooklyn, NY
    Lagrangeville, NY
    Cold Spring, NY
    Monsey, NY
    New York, NY
    New City, NY
    Chestnut Ridge, NY
  • 2012-10-03 → 2013-01-16
    Upper Saddle River, NJ
    Omaha, NE
  • 2009-08-05 → 2012-05-31
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1)08/09/2023 - AFFINITY INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/07/2023 - Amy Hill LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1977 3)08/07/2023 - Tim/Ron LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1975 4)08/07/2023 - Millbrook LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2018 5)08/07/2023 - Spruce Street LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/1988

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-30
S63 Uniform Securities Agent State Law Examination 2005-04-12
  • S66 Uniform Combined State Law Examination
    2009-07-30
  • S63 Uniform Securities Agent State Law Examination
    2005-04-12
Other Names
  • Tim Vanslooten
  • Timothy J Vanslooten
  • Timothy Jay Vanslooten
  • Timothy Jay Van Slooten

View on SEC IAPD

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