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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-02
NH RA APPROVED 2023-07-31
TX RA APPROVED 2023-04-14
  • FL RA
    APPROVED
    Since 2025-10-02
  • NH RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED
    Since 2023-04-14

Branch Locations

3150 Cardinal Drive Suite 101, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Boston MA 06/2004 04/2023
Morgan Stanley Smith Barney Boston MA 06/2009 04/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2023
Stifel, Nicolaus & Company, Incorporated Boston MA 04/2023 Present
  • 06/2004 → 04/2023
    Citigroup Global Markets Inc.
    Boston, MA
  • 06/2009 → 04/2023
    Morgan Stanley Smith Barney
    Boston, MA
  • 01/2015 → 04/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2023 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-27
  • S63 Uniform Securities Agent State Law Examination
    1989-04-27
Designations

View on SEC IAPD

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