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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-23 |
| NH | RA | APPROVED | 2023-06-29 |
| DE | RA | APPROVED | 2019-01-04 |
| PA | RA | APPROVED | 2019-01-04 |
Branch Locations
100 West Matsonford Road Suite 4-200, Radnor, PA 19087 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2014 | 12/2018 |
| Mcdermott Advisory Group, Llc | Wilmington | DE | 04/2015 | 12/2018 |
| Mercer Global Advisors Inc. | Wilmington | DE | 12/2018 | 06/2021 |
| Mercer Global Advisors Inc. | Wilmington | DE | 06/2021 | 11/2022 |
| Mercer Global Advisors Inc. | Radnor | PA | 11/2022 | Present |
1. West Chester Business Improvement District; Non-investment related; 19 N. High St, West Chester, PA 19382; Municipal authority created to preserve and grow downtown West Chester; Board Member; January 2001; 5 hrs.; 0 hrs.; Chris participates in monthly BID advocacy committee meetings. 2. 4D-iQ, LLC; Non-investment related; Kennett Square, PA; Company provides SaaS integration and automation software; Board Member; 2013; 1 hr.; 0 hrs.; Chris participates in periodic board meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 2009-10-09 |
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