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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-28 |
| AR | RA | APPROVED | 2007-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Little Rock | AR | 08/2007 | Present |
| Genwealth Financial Advisors, Llc | Bryant | AR | 07/2015 | 11/2017 |
1. 8/19/2009 - NO BUSINESS NAME - Not Investment Related - At Reported Business Location(s) - Other-NOTARY - 1% OF TIME SPENT - PROVIDES NOTARY PUBLIC SERVICES FOR CLIENTS AT NO CHARGE. 2. 7/23/2018 - Innovations Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/16/2018 - 172 Hours Per Month/172 Hours During Securities Trading. 3. 07/15/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:06/24/2019 - 5 hrs/mo - 1 hr during trading. 4. 01/10/2025 - Innovations Financial- Real Estate Rental- Investment Related- At Reported Business Location(s) - Start Date 01/15/2025- 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
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