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George Mason Cozart

LPl Financial LLC

Little Rock, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-28
AR RA APPROVED 2007-08-03
  • TX RA
    APPROVED_RES
    Since 2010-09-28
  • AR RA
    APPROVED
    Since 2007-08-03

Branch Locations

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Little Rock AR 08/2007 Present
Genwealth Financial Advisors, Llc Bryant AR 07/2015 11/2017
  • 08/2007 → Present
    Little Rock, AR
  • 07/2015 → 11/2017
    Genwealth Financial Advisors, Llc
    Bryant, AR
Previous Registrations
  • 2016-03-14 → 2019-01-25
    Genwealth Financial Advisors, Llc
    Little Rock, AR
    Bryant, AR
  • 2005-03-10 → 2007-08-03
    Little Rock, AR
Other Businesses

1. 8/19/2009 - NO BUSINESS NAME - Not Investment Related - At Reported Business Location(s) - Other-NOTARY - 1% OF TIME SPENT - PROVIDES NOTARY PUBLIC SERVICES FOR CLIENTS AT NO CHARGE. 2. 7/23/2018 - Innovations Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/16/2018 - 172 Hours Per Month/172 Hours During Securities Trading. 3. 07/15/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:06/24/2019 - 5 hrs/mo - 1 hr during trading. 4. 01/10/2025 - Innovations Financial- Real Estate Rental- Investment Related- At Reported Business Location(s) - Start Date 01/15/2025- 1 hour per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-05
S65 Uniform Investment Adviser Law Examination 1996-04-30
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05
  • S65 Uniform Investment Adviser Law Examination
    1996-04-30
Other Names
  • G. Mason Cozart

View on SEC IAPD

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