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Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-01-12
  • PR RA
    APPROVED
    Since 2018-01-12

Branch Locations

31 Calaf St, Hato Rey, PR 00918 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Planning Associates, Inc Paramus NJ 05/2016 Present
  • 05/2016 → Present
    Nationwide Planning Associates, Inc
    Paramus, NJ
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA). START DATE 07/2016, RALPH TORRES PEREZ DMD, VICE PRESIDENT (OFFICER OF ENTITY IN PASSIVE CAPACITY), 0 HOURS DURING REGULAR BUSINESS HOURS. ITA LLC, AUTHORIZED PERSON FOR DOMESTIC LIMITED LIABILITY COMPANY, 0 HOURS DURING REGULAR BUSINESS HOURS, START DATE 11/23/2020.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-05
S63 Uniform Securities Agent State Law Examination 1992-10-03
  • S66 Uniform Combined State Law Examination
    2015-03-05
  • S63 Uniform Securities Agent State Law Examination
    1992-10-03
Other Names
  • Suzanne Short Imbert
  • Suzanne Marie Short

View on SEC IAPD

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