James Thomas Nichols

Current Employers

Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-26
MA	RA	APPROVED	2026-01-27
DC	RA	APPROVED	2026-01-16
GA	RA	APPROVED	2026-01-15
AZ	RA	APPROVED	2025-12-22
WV	RA	APPROVED	2025-12-02
NM	RA	APPROVED	2025-12-01
ND	RA	APPROVED	2025-12-01
NV	RA	APPROVED	2025-11-26
NJ	RA	APPROVED	2025-11-26
AL	RA	APPROVED	2025-11-25
AK	RA	APPROVED	2025-11-25
AR	RA	APPROVED	2025-11-25
CA	RA	APPROVED	2025-11-25
CO	RA	APPROVED	2025-11-25
CT	RA	APPROVED	2025-11-25
DE	RA	APPROVED	2025-11-25
HI	RA	APPROVED	2025-11-25
ID	RA	APPROVED	2025-11-25
IL	RA	APPROVED	2025-11-25
IN	RA	APPROVED	2025-11-25
IA	RA	APPROVED	2025-11-25
KS	RA	APPROVED	2025-11-25
KY	RA	APPROVED	2025-11-25
LA	RA	APPROVED	2025-11-25
ME	RA	APPROVED	2025-11-25
MD	RA	APPROVED	2025-11-25
MI	RA	APPROVED	2025-11-25
MN	RA	APPROVED	2025-11-25
MS	RA	APPROVED	2025-11-25
MO	RA	APPROVED	2025-11-25
MT	RA	APPROVED	2025-11-25
NE	RA	APPROVED	2025-11-25
NH	RA	APPROVED	2025-11-25
NY	RA	APPROVED	2025-11-25
NC	RA	APPROVED	2025-11-25
OH	RA	APPROVED	2025-11-25
PA	RA	APPROVED	2025-11-25
RI	RA	APPROVED	2025-11-25
SC	RA	APPROVED	2025-11-25
SD	RA	APPROVED	2025-11-25
TX	RA	APPROVED	2025-11-25
UT	RA	APPROVED	2025-11-25
VT	RA	APPROVED	2025-11-25
VA	RA	APPROVED	2025-11-25
WA	RA	APPROVED	2025-11-25
WI	RA	APPROVED	2025-11-25
OK	RA	APPROVED	2025-11-21

FL RA
APPROVED

Since 2026-02-26
MA RA
APPROVED

Since 2026-01-27
DC RA
APPROVED

Since 2026-01-16
GA RA
APPROVED

Since 2026-01-15
AZ RA
APPROVED

Since 2025-12-22
WV RA
APPROVED

Since 2025-12-02
NM RA
APPROVED

Since 2025-12-01
ND RA
APPROVED

Since 2025-12-01
NV RA
APPROVED

Since 2025-11-26
NJ RA
APPROVED

Since 2025-11-26
AL RA
APPROVED

Since 2025-11-25
AK RA
APPROVED

Since 2025-11-25
AR RA
APPROVED

Since 2025-11-25
CA RA
APPROVED

Since 2025-11-25
CO RA
APPROVED

Since 2025-11-25
CT RA
APPROVED

Since 2025-11-25
DE RA
APPROVED

Since 2025-11-25
HI RA
APPROVED

Since 2025-11-25
ID RA
APPROVED

Since 2025-11-25
IL RA
APPROVED

Since 2025-11-25
IN RA
APPROVED

Since 2025-11-25
IA RA
APPROVED

Since 2025-11-25
KS RA
APPROVED

Since 2025-11-25
KY RA
APPROVED

Since 2025-11-25
LA RA
APPROVED

Since 2025-11-25
ME RA
APPROVED

Since 2025-11-25
MD RA
APPROVED

Since 2025-11-25
MI RA
APPROVED

Since 2025-11-25
MN RA
APPROVED

Since 2025-11-25
MS RA
APPROVED

Since 2025-11-25
MO RA
APPROVED

Since 2025-11-25
MT RA
APPROVED

Since 2025-11-25
NE RA
APPROVED

Since 2025-11-25
NH RA
APPROVED

Since 2025-11-25
NY RA
APPROVED

Since 2025-11-25
NC RA
APPROVED

Since 2025-11-25
OH RA
APPROVED

Since 2025-11-25
PA RA
APPROVED

Since 2025-11-25
RI RA
APPROVED

Since 2025-11-25
SC RA
APPROVED

Since 2025-11-25
SD RA
APPROVED

Since 2025-11-25
TX RA
APPROVED

Since 2025-11-25
UT RA
APPROVED

Since 2025-11-25
VT RA
APPROVED

Since 2025-11-25
VA RA
APPROVED

Since 2025-11-25
WA RA
APPROVED

Since 2025-11-25
WI RA
APPROVED

Since 2025-11-25
OK RA
APPROVED

Since 2025-11-21

Branch Locations

1 Williams Center 15Th Floor, Tulsa, OK 74172 • United States

Croton On Hudson, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sunamerica Capital Services, Inc.	New York	NY	06/1988	10/2022
Aig Capital Services, Inc.	Jersey City	NJ	06/2006	10/2022
Unemployed	Croton On Hudson	NY	10/2022	06/2024
Vision 4 Fund Distributors, Llc	Scottsdale	AZ	06/2024	09/2025
Cavanal Hill Investment Management, Inc.	Tulsa	OK	10/2025	Present
Cavanal Hill Distributors, Inc.	Tulsa	OK	10/2025	Present

06/1988 → 10/2022

Sunamerica Capital Services, Inc.

New York, NY
06/2006 → 10/2022

Aig Capital Services, Inc.

Jersey City, NJ
10/2022 → 06/2024

Unemployed

Croton On Hudson, NY
06/2024 → 09/2025

Vision 4 Fund Distributors, Llc

Scottsdale, AZ
10/2025 → Present

Cavanal Hill Investment Management, Inc.

Tulsa, OK
10/2025 → Present

Cavanal Hill Distributors, Inc.

Tulsa, OK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-21
S63	Uniform Securities Agent State Law Examination	2006-10-17

S65 Uniform Investment Adviser Law Examination

2025-11-21
S63 Uniform Securities Agent State Law Examination

2006-10-17

View on SEC IAPD

Current Employers

Cavanal Hill Investment Management, Inc.

Disclosures

Employment History

Exams

Reviews