Best Investors Account Sign in

Michael Joseph Palcic

Cetera Investment Advisers LLC

Dublin, OH

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-20
  • OH RA
    APPROVED
    Since 2019-06-20

Branch Locations

545 Metro Place South Suite 220, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Columbus OH 06/1988 06/2019
Gern Flopkins Entertainment Lebanon OH 07/2014 Present
Foresters Advisory Services Llc Dublin OH 03/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Dublin OH 06/2019 Present
  • 06/1988 → 06/2019
    Foresters Financial
    Columbus, OH
  • 07/2014 → Present
    Gern Flopkins Entertainment
    Lebanon, OH
  • 03/2017 → 06/2019
    Foresters Advisory Services Llc
    Dublin, OH
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Dublin, OH
Previous Registrations
  • 2017-04-19 → 2019-06-24
    Foresters Advisory Services, Llc
    Dublin, OH
Other Businesses

1. GERN FLOPKINS SALES SUPERSTAR. ONLINE SALES 1 HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-22
S63 Uniform Securities Agent State Law Examination 1988-11-02
  • S66 Uniform Combined State Law Examination
    2017-03-22
  • S63 Uniform Securities Agent State Law Examination
    1988-11-02

View on SEC IAPD

Other Firms

KEELER & NADLER FAMILY WEALTH
PFS INVESTMENTS INC.
DELTA CAPITAL MANAGEMENT, INC.
MORGAN STANLEY
BROOKSTONE WEALTH ADVISORS, LLC
VOYA FINANCIAL ADVISORS, INC.
GOLDEN RESERVE RETIREMENT, LLC
MML INVESTORS SERVICES, LLC

Other Investors

WILLIAM KEITH ROOT
Jacob Palmer Martin
Michael Klubnik
JESSICA ANNE Hultberg
Timothy Joseph Burkett
Abigail Rose
ANDREW PAUL KEELER
MARK D BEAVER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH
GOLDEN RESERVE RETIREMENT, LLC · Dublin, OH

More in Dublin, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor