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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-04-05 |
| PA | RA | APPROVED | 2022-05-24 |
| NY | RA | APPROVED | 2021-07-27 |
| MI | RA | APPROVED | 2019-05-03 |
| NJ | RA | APPROVED | 2018-10-01 |
| FL | RA | APPROVED | 2016-07-19 |
| OH | RA | APPROVED | 2015-05-01 |
| TX | RA | APPROVED_RES | 2015-05-01 |
Branch Locations
3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States
1962 Main Street Ste 300 [Office Of Convenience], Sarasota, FL 34236 • United States
230 Park Avenue, 3Rd Fl [Satellite], New York, NY 10169 • United States
50 Tice Blvd, Ste 340 [Satellite], Woodcliff Lake, NJ 07677 • United States
159 Crocker Park Blvd Suite 300 [Satellite], Westlake, OH 44145 • United States
33 River Street [Satellite], Chargin Falls, OH 44022 • United States
2408 32Nd St [Satellite], Astoria, NY 11105 • United States
Short Hills, NJ • United States
12010 Mayfield Road [Office Of Convenience], Cleveland, OH 44106 • United States
11815 Fountain Way Suite 300 [Satellite], Newport New, VA 23606 • United States
6779 Main Street [Satellite], Williamsville, NY 14221 • United States
Bradenton, FL • United States
555 Second Avenue Suite D-300, Collegeville, PA 19426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Beachwood | OH | 05/2015 | Present |
OXFORD HARRIMAN COMPANY LLC; INV RELATED; BEACHWOOD, OH; OWNER; LLC FOR FINET PRACTICE; START 5/2015; 200 HRS PER MONTH; 8 HRS DURING TRADING; DUTIES: PRESIDENT & MANAGING PARTNER.| CS HOOPS; NOT INV RELATED; SARASOTA, FL; 100% OWNERSHIP; START 1/26/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; SCOUTING HIGH SCHOOL BASKETBALL PLAYERS.| OXFORD HOLDINGS LLC, INV RELATED, BEACHWOOD, OH, 80.1% OWNERSHIP, START 10/1/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, HOLD COMPANY FOR FINET PRACTICE.| OXFORD HARRIMAN & COMPANY AM LLC, INV RELATED, BEACHWOOD, OH, 100% OWNERSHIP, START 10/4/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, HOLDING COMPANY FOR FINET PRACTICE.| OXFORD HARRIMAN LEGACY LLC, INV RELATED, BEACHWOOD, OH, 100% OWNERSHIP, START 10/27/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASS THROUGH HOLDING COMPANY FOR FINET PRACTICE.| OXFORD HARRIMAN & COMPANY PAPP LLC, INV RELATED, BEACHWOOD, OH, 66.67% OWNERSHIP, START 11/1/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASS THROUGH HOLDING COMPANY FOR FINET PRACTICE.| LONDON OXFORD TAX SERVICE, NOT INV RELATED, CLEVELAND, OH, 50% OWNERSHIP, START 12/1/2022, 10 HRS PER MONTH, 4 HRS DURING TRADING, TAX PREP BUSINESS.| DIG ENTERPRISES LLC, INV RELATED, BEACHWOOD, OH, 10% OWNERSHIP VIA OXFORD HARRIMAN & COMPANY PAPP LLC, START 11/3/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| CSGB HOLDINGS LLC; INV RELATED; CHAGRIN FALLS, OH; 100% OWNERSHIP; START 11/08/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLDINGS FOR BASKETBALL TEAM OWNERSHIP.| IRAKLIS HOLDINGS LLC, NOT INV RELATED, BROADVIEW HEIGHTS, OH, 8% OWNERSHIP, START 12/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, OWNERSHIP OF BASKETBALL TEAM VIA CSGB HOLDINGS LLC.| T & A ADVISORS HOLDINGS LLC, INV RELATED, NORTHVALE, NJ, 10% OWNERSHIP VIA OXFORD HARRIMAN & COMPANY PAPP LLC, START 12/15/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING SUCCSESSION PLANNING FOR PRACTICE.| MASER DE LLC, INV RELATED, BEACHWOOD, OH, 10% OWNERSHIP VIA OXFORD HARRIMAN & COMPANY PAPP LLC, START 12/15/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING SUCCSESSION PLANNING FOR PRACTICE.| DMICS HOLDINGS LLC, INV RELATED, BEACHWOOD, OH, 10% OWNERSHIP VIA OXFORD HARRIMAN & COMPANY PAPP LLC, START 12/15/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING SUCCSESSION PLANNING FOR PRACTICE.| BERGER INVESTMENT HOLDINGS LLC, INV RELATED, BEACHWOOD, OH, 10% OWNERSHIP VIA OXFORD HARRIMAN & COMPANY PAPP LLC, START 12/15/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING SUCCSESSION PLANNING FOR PRACTICE.| WILLOUGHBY VENTURES LLC, INV RELATED, BEACHWOOD, OH, 10% OWNERSHIP VIA OXFORD HARRI\MAN & COMPANY PAPP LLC, START 12/15/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING SUCCSESSION PLANNING FOR PRACTICE.| PRINCETON HARRIMAN INSURANCE SOLUTIONS, LLC, INVT RELATED, SARASOTA, FL, 100% OWNERSHIP, START DATE 9/23/2024, 15 HRS PER MONTH, 10 HRS DURING TRADING, INSURANCE PRACTICE.| OXFORD HARRISMAN AND COMPANY PAPP, LLC; INV RELATED; WILTON, CT; MERCHANT CASH AGREEMENT; 66.66% OWNERSHIP; START DATE 06/20/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS OXFORD HARRIMAN HOLDINGS, ADV, LLC ; INV RELATED; SARASOTA, FL; REGISTERED INVESTMENT ADVISOR;80.1% OWNERSHIP; START DATE: 10/01/2025; 15 HRS PER MONTH; 15 HRS DURING TRADING;| OXFORD HARRIMAN HOLDING, TECHNOLOGY, LLC; INV RELATED; SARASOTA, FL; ADVISOR TECHNOLOGY;80.1% OWNERSHIP; START DATE: 10/01/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING;| 4COMPLY; NOT INV RELATED;SARASOTA,FL; LLC;50% OWNERSHIP; START DATE: 05/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-16 |
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