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John Francis Flynn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-02
CT RA APPROVED 2009-11-06
  • TX RA
    APPROVED_RES
    Since 2012-11-02
  • CT RA
    APPROVED
    Since 2009-11-06

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 10/2009 Present
Bank Of America,N.A. Burlington MA 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Burlington, MA
    Burlington, MA
    Burlington, MA
  • 2002-09-04 → 2004-10-20
    Quick & Reilly, Inc.
    Burlington, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-23
S63 Uniform Securities Agent State Law Examination 1988-08-24
  • S65 Uniform Investment Adviser Law Examination
    2001-03-23
  • S63 Uniform Securities Agent State Law Examination
    1988-08-24

View on SEC IAPD

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