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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Rochester, NY • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Rochester NY 08/2006 09/2022
Mml Investor Services Inc Rochester NY 10/2007 Present
Massmutual Springfield MA 09/2022 Present
  • 08/2006 → 09/2022
    Massmutual
    Rochester, NY
  • 10/2007 → Present
    Mml Investor Services Inc
    Rochester, NY
  • 09/2022 → Present
    Massmutual
    Springfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
S63 Uniform Securities Agent State Law Examination 1988-08-05
  • S66 Uniform Combined State Law Examination
    2008-04-24
  • S63 Uniform Securities Agent State Law Examination
    1988-08-05

View on SEC IAPD

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