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Neil John Okeeffe

Charles Schwab & Co., Inc.

Walnut Creek, CA

Woodland Hills, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-04-05
  • CA RA
    APPROVED
    Since 2019-04-05

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Palo Alto CA 09/2016 02/2019
Bank Of The West Palo Alto CA 09/2016 02/2019
Charles Schwab & Co., Inc. Walnut Creek CA 02/2019 Present
Charles Schwab Bank Ssb Walnut Creek CA 02/2019 Present
  • 09/2016 → 02/2019
    Bancwest Investment Services
    Palo Alto, CA
  • 09/2016 → 02/2019
    Bank Of The West
    Palo Alto, CA
  • 02/2019 → Present
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
  • 02/2019 → Present
    Charles Schwab Bank Ssb
    Walnut Creek, CA
Previous Registrations
  • 2016-09-13 → 2019-03-04
    Bancwest Investment Services, Inc.
    Palo Alto, CA
    San Ramon, CA
  • 2013-03-28 → 2016-09-02
    U.S. Bancorp Investments, Inc.
    San Francisco, CA
    Minneapolis, MN
  • 2004-09-20 → 2012-02-28
    Alliancebernstein L.P.
    San Francisco, CA
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-17
  • S66 Uniform Combined State Law Examination
    2004-09-17
Other Names
  • Neil O'KEeffe
  • Neil John Okeeffe
  • Neil John Okeeffe
  • Neil J. O'KEeffe
  • Neil J. O'KEeffe

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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