James Douglas Westmoreland

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-06-08
TX	RA	APPROVED_RES	2014-02-11
NC	RA	APPROVED	2009-06-01

SC RA
APPROVED

Since 2022-06-08
TX RA
APPROVED_RES

Since 2014-02-11
NC RA
APPROVED

Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Fort Mill, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Charlotte	NC	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley Smith Barney Llc	Fort Mill	SC	04/2023	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Charlotte, NC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
04/2023 → Present

Morgan Stanley Smith Barney Llc

Fort Mill, SC

Previous Registrations

2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Charlotte, NC

Charlotte, NC

New York, NY

Charlotte, NC
2001-12-31 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Charlotte, NC

Other Businesses

(1) Helianthus Properties, LLC; Investment Related; Shelby, NC; Forestry and land management / rental of farm land and rental house; Manager and Co-Owner; Start October 2015; During business hours: 0; After business hours: 0.5 (2) 75664 - Clemson University Finance Department Advisory Board (formerly Accounting, Finance, and Legal Studies Advisory Board); Not Investment Related; Clemson, SC; Non-Profit; Advisory Board; Start September 2011; During business hours: 1; After business hours: 2. (3) 346346 - Makarios Family, LLC; Investment Related: Yes; Fort Mill, SC; Family Partnership; Partner; Start June 2018; During business hours: 0.5; After business hours: 0; Managing Member. (4) 239315 - Helianthus Properties, LLC; Investment Related; Fort Mill, SC; Agriculture, Real Estate, Rental Property; Managing Member; Start October 2015; During business hours: 0.5; After business hours: 0.5; Property Management, Administrative, Accounting/Bookkeeping. (5) 483954 - Estate; Investment Related; Fort Mill, SC; Start March 2022; During business hours: 0; After business hours: 0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-09-09
S63	Uniform Securities Agent State Law Examination	1988-11-07

S65 Uniform Investment Adviser Law Examination

1991-09-09
S63 Uniform Securities Agent State Law Examination

1988-11-07

Other Names

Jay Westmoreland
Jay D Westmoreland

View on SEC IAPD