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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED_RES | 2025-04-07 |
Branch Locations
2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | El Sugundo | CA | 12/1997 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | Manhattan Beach | CA | 04/2025 | Present |
1. 5/12/1998 - DBA ONLY - MARQUIS FINANCIAL - TIME SPENT 10% - EL SEGUNDO, CA. 2. 11/5/2012 - REAL ESTATE RENTAL - MARQUIS TAX SERVICES - SUB LETTING OF LPL OFFICE SPACE. - TIME SPENT 1% - EL SEGUNDO, CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-06 |
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