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Klindt Emil Ginsberg

D.A. Davidson & Co.

Carlsbad, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
CA RA APPROVED 2013-11-25
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • CA RA
    APPROVED
    Since 2013-11-25

Branch Locations

Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Carlsbad CA 11/2013 Present
Previous Registrations
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Carlsbad, CA
  • 2006-12-06 → 2013-11-04
    Crowell, Weedon & Co.
    Carlsbad, CA
    Los Angeles, CA
    Irvine, CA
Other Businesses

1) RENTAL PROPERTY; NON-INVESTMENT RELATED; INDIO, CA; RENTAL PROPERTY; OWNER; STARTING 7/1/08; NO TIME DEVOTED TO THIS ACTIVITY OR DURING TRADING HOURS; NO DUTIES RELATED TO THE ACTIVITY. 2) San Diego Residential Solutions SRS Inc.; investment related; San Diego, CA; Residential Real Estate Corporation; starting 10/12/2018; On occasion refer a client to my wife Kelly Zapp Ginsberg, who is a residential real estate agent. 3) GINSBERG FAMILY TRUST; INVESTMENT RELATED; PROPERTY OWNER; START 9/23/25; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL PROPERTY OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-15
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S66 Uniform Combined State Law Examination
    2008-07-15
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02

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