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Mikel Rex Ham

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Houston TX 06/2009 05/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Houston TX 05/2017 Present
  • 06/2009 → 05/2017
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2017 → Present
    Morgan Stanley Smith Barney Llc
    Houston, TX
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Houston, TX
    Houston, TX
  • 1999-09-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-17
S63 Uniform Securities Agent State Law Examination 1999-09-02
  • S65 Uniform Investment Adviser Law Examination
    1999-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-02

View on SEC IAPD

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