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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-10-09 |
| MI | RA | APPROVED | 2010-09-16 |
| TX | RA | APPROVED | 2008-11-20 |
Branch Locations
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Birmingham | MI | 11/2008 | Present |
1)ORCHARD LAKE COUNTRY CLUB / 5000 SHORE DRIVE ORCHARD LAKE,MICHIGAN 48023 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ SPORT & LEISURE FACILITIES / PRIVATE COUNTRY CLUB / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / ADVISE ON FINANCIAL OPERATIONS / START DATE 4/1/2010. 2)Cranbrook / 39221 Woodward Avenue Bloomfield Hills,Michigan 48303 / Other/ Education / Education / Member of Board of Directors / / Finance Review / Start Date Private School 9/1/11-9/1/21 / 3) Seen Magazine / 29200 Northwestern Highway Southfield,Michigan 48034 / Other/ Other Advertising & Marketing / Publish monthly social magazine / Member of Board of Directors / / Provide advice for growth of the business / Start Date 01/01/2015 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-08 |
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