Alan Charles Hambourger

Current Employers

Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-05-19
TX	RA	APPROVED_RES	2012-12-06
IL	RA	APPROVED	2010-03-11

FL RA
APPROVED

Since 2022-05-19
TX RA
APPROVED_RES

Since 2012-12-06
IL RA
APPROVED

Since 2010-03-11

Branch Locations

Ponce Inlet, FL • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forum Financial Management, Lp	Lombard	IL	03/2010	12/2021
Forum Financial Management, Lp	Lombard	IL	03/2010	Present

03/2010 → 12/2021

Forum Financial Management, Lp

Lombard, IL
03/2010 → Present

Forum Financial Management, Lp

Lombard, IL

Previous Registrations

1998-02-16 → 2010-12-31

Cetera Investment Advisers Llc

Skokie, IL

Lincolnwood, IL

Other Businesses

1) United Trust Bank; Not investment-related; 12330 South Harlem Avenue, Palos Heights, IL 60463; Bank; Member of the Board of Directors; 1/2020; 5 hours/month devoted; 5 hours during securities trading hours; Attend Board of Directors and Committee meetings.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1990-07-25

S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1990-07-25

Designations

View on SEC IAPD