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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-12-02 |
| MN | RA | APPROVED | 2013-11-07 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
St. Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 06/2006 | 11/2018 |
| Park Avenue Securities Llc | Minneapolis | MN | 06/2006 | 11/2018 |
| Guardian Life Insurance Company | St Paul | MN | 11/2018 | Present |
| Park Avenue Securities | St Paul | MN | 11/2018 | Present |
1. Power of Attorney of my Mother, Start Date: 10/01/2023, Address: 1235 Fairmount Ave Saint Paul, MN 55105, No annual compensation, 1 total hour per month / 0 during securities trading hours, Not investment related, 2. Power of Attorney of my Aunt, Start Date: 04/22/2024, Address: 1235 Fairmount Ave Saint Paul, MN 55105, No annual compensation, 1 total hour per month / 1 during securities trading hours, Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-15 |
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