Anthony William Valazza

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-07-31
CA	RA	APPROVED	2002-08-05

TX RA
APPROVED

Since 2008-07-31
CA RA
APPROVED

Since 2002-08-05

Branch Locations

444 E Huntington Dr, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc.	Arcadia	CA	07/2002	Present
Thrivent Financial For Lutherans	Appleton	WI	07/2002	Present

07/2002 → Present

Thrivent Investment Management Inc.

Arcadia, CA
07/2002 → Present

Thrivent Financial For Lutherans

Appleton, WI

Previous Registrations

2002-05-03 → 2002-08-05

Lutheran Brotherhood Securities Corp.

Arcadia, CA

Other Businesses

HORSE RACE FOR PROFIT POSITION: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 DESCRIPTION: Invest, research, watch races and advising. RACT TRACK CHAPLAINCY OF CALIFORNIA POSITION: Board Member NATURE: serve the race track community with the word of God. provide needed food, clothing, and resources for the underserved with the goal of helping them learn about God. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: P.O. Box 2008, Downey CA 91791, United States DESCRIPTION: provide direction for events and help to raise money for the continuance of the chaplain program This role is on a governing board for the entity and i will have decision making and voting authority VARIOUS INSURANCE CARRIERS POSITION: Agent NATURE: Insurance sales: 1st Colony, Jefferson, Pilot, Security Life, Unum Provident, Sun Life, Continental, General, Anthem Blue Cross Blue Shield, Bisys (Hanleigh), West Coast Life, Transamerica, Principal INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1988 ADDRESS: 444 E Huntington Dr, Suite 102, Arcadia CA 91006, United States DESCRIPTION: receiving trails only and no new sales RACE TRACK CHAPLAINCY OF AMERICA POSITION: Secretary NATURE: Providing financial and spiritual help to all of the race track chaplaincies across the United States INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 2365 Harrodsburg Rd, Ste A-120, Lexington KY 40504, United States DESCRIPTION: review finances and budget of the national organization

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-12

S66 Uniform Combined State Law Examination

2001-10-12

Other Names

Anthony W Valazza
Tony Valazza

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