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Current Employers
The Baker Group, Lp

1601 N W Expressway 21St Floor, Oklahoma City, OK 73118-1426 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2002-08-12
  • OK RA
    APPROVED
    Since 2002-08-12

Branch Locations

1601 Nw Expressway 21St Floor, Oklahoma City, OK 73118-1426 • United States

1601 N.W. Expressway Suite 2000, Oklahoma City, OK 73118-1401 • United States

1601 Nw Expressway 21St Floor, Oklahoma City, OK 73118-1426 • UNITED STATES

1302 East 3Rd Street, Tulsa, OK 74120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Baker Group, Lp Oklahoma City OK 01/1999 Present
The Baker Group Lp Oklahoma City OK 01/2012 Present
Baker Asset Management Oklahoma City OK 05/2020 Present
Previous Registrations
  • 2020-05-20 → 2025-04-07
    Baker Asset Management
    Oklahoma City, OK
Other Businesses

BAKER ASSET MANAGEMENT, INC. 1601 NW EXPRESSWAY, SUITE 1710 OKC, OK 73118 -Registered Investment Adviser -greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -5/4/2020 Start Date -Time spent daily: 2-3 hours per day -Time spent during market hours: 1-2 per day Stone Sisters Organics 1519 CAMDEN WAY NICHOLS HILLS, OK 73116 -PIZZA RESTAURANT -PARTNER -02/15/2018 START DATE -0 HOURS PER MONTH -0 TIME SPENT DURING MARKET HOURS BAKER GROUP SOFTWARE SOLUTIONS, INC. 1601 NW Expressway, 20th Floor OKC, OK 73118 - Banking reporting and analytics management solutions software development and administration. - Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. - Not investment related - Start date: January 2012 - Time spent daily: <1 hour per day - Time spent during market hours: <1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 -State registered investment adviser -Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -Start date: January 2012 -Time spend daily: less than 1 hour per day -Time spent during market hours: less than 1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 - SEC registered municipal advisor - Greater than 10% direct ownership. Will receive accrued earning to be paid at year-end. - Investment related - Start date: July 2014 - Time spent daily: less than 1 hour per day - Time spent during securities trading hours: less than1 hour per day STONESETH, LLC/ARBUCKLE OUTFITTERS - Investment related: No - 1519 Camden Way, Nichols Hills, OK 73116 - An all vacation rental properties - 100% Ownership and a passive investment - Start Date: 12/09/2022 - Time spent on activity weekly: 1 hour - Time spent during trading hours: 0 - This is an all vacation rental properties with a full-time property manager.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-03
S63 Uniform Securities Agent State Law Examination 1988-06-21
  • S65 Uniform Investment Adviser Law Examination
    1995-04-03
  • S63 Uniform Securities Agent State Law Examination
    1988-06-21
Designations
Other Names
  • Phil Stenseth

View on SEC IAPD

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