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1601 N W Expressway 21St Floor, Oklahoma City, OK 73118-1426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2002-08-12 |
Branch Locations
1601 Nw Expressway 21St Floor, Oklahoma City, OK 73118-1426 • United States
1601 N.W. Expressway Suite 2000, Oklahoma City, OK 73118-1401 • United States
1601 Nw Expressway 21St Floor, Oklahoma City, OK 73118-1426 • UNITED STATES
1302 East 3Rd Street, Tulsa, OK 74120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Baker Group, Lp | Oklahoma City | OK | 01/1999 | Present |
| The Baker Group Lp | Oklahoma City | OK | 01/2012 | Present |
| Baker Asset Management | Oklahoma City | OK | 05/2020 | Present |
BAKER ASSET MANAGEMENT, INC. 1601 NW EXPRESSWAY, SUITE 1710 OKC, OK 73118 -Registered Investment Adviser -greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -5/4/2020 Start Date -Time spent daily: 2-3 hours per day -Time spent during market hours: 1-2 per day Stone Sisters Organics 1519 CAMDEN WAY NICHOLS HILLS, OK 73116 -PIZZA RESTAURANT -PARTNER -02/15/2018 START DATE -0 HOURS PER MONTH -0 TIME SPENT DURING MARKET HOURS BAKER GROUP SOFTWARE SOLUTIONS, INC. 1601 NW Expressway, 20th Floor OKC, OK 73118 - Banking reporting and analytics management solutions software development and administration. - Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. - Not investment related - Start date: January 2012 - Time spent daily: <1 hour per day - Time spent during market hours: <1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 -State registered investment adviser -Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -Start date: January 2012 -Time spend daily: less than 1 hour per day -Time spent during market hours: less than 1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 - SEC registered municipal advisor - Greater than 10% direct ownership. Will receive accrued earning to be paid at year-end. - Investment related - Start date: July 2014 - Time spent daily: less than 1 hour per day - Time spent during securities trading hours: less than1 hour per day STONESETH, LLC/ARBUCKLE OUTFITTERS - Investment related: No - 1519 Camden Way, Nichols Hills, OK 73116 - An all vacation rental properties - 100% Ownership and a passive investment - Start Date: 12/09/2022 - Time spent on activity weekly: 1 hour - Time spent during trading hours: 0 - This is an all vacation rental properties with a full-time property manager.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-21 |
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