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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED_RES 2010-02-08
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Sea Cliff, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Jericho NY 03/2008 Present
City National Bank Jericho NY 03/2018 Present
Other Businesses

BIKRAM YOGA; ADDRESS: 1062 OLD NORTHERN BLVD ROSLYN ESTATES, NY; BUSINESS DESCRIPTION: YOGA STUDIO; NOT INVESTMENT RELATED; START DATE: 07/01/2013; CAPACITY: SOLE PROPRIETOR; DUTIES: OWNER - YOGA INSTRUCTOR; HOURS DEVOTED PER WEEK: 4 TO 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 3

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 1989-09-05
  • S66 Uniform Combined State Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    1989-09-05

View on SEC IAPD

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