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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

633 W Fifth St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Los Angeles CA 02/2015 10/2021
Wedbush Asset Management -Wam Los Angeles CA 07/2014 10/2021
U.S. Bancorp Investments, Inc. Los Angeles CA 10/2021 02/2026
U.S. Bancorp Advisors, Llc Los Angeles CA 05/2023 Present
Previous Registrations
  • 2021-10-27 → 2026-02-13
    Glendora, CA
    Saint Paul, MN
    Los Angeles, CA
  • 2015-02-11 → 2021-10-22
    Los Angeles, CA
    Los Angeles, CA
  • 2007-05-29 → 2013-02-14
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Reseda, CA
    San Ramon, CA
    Millbrae, CA
    Walnut Creek, CA
    Glendale, CA
    Palo Alto, CA
    Orinda, CA
    San Mateo, CA
    Woodland Hills, CA
    Inglewood, CA
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Gardena, CA
    Los Angeles, CA
    La Crescenta, CA
    Downey, CA
    Arcadia, CA
    Santa Barbara, CA
    Rancho Palos Verde, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2004-04-15 → 2007-05-29
    Citicorp Investment Services
    Los Angeles, CA
    Arleta, CA
    Canyon County, CA
    Hermosa Beach, CA
    Reseda, CA
    Rowland Heights, CA
    North Hollywood, CA
    Northridge, CA
    Temple City, CA
    Tujunga, CA
    Van Nuys, CA
    Westlake Village, CA
    San Ramon, CA
    Millbrae, CA
    Long Beach, CA
    Walnut Creek, CA
    Glendale, CA
    Palo Alto, CA
    Orinda, CA
    San Mateo, CA
    Chatsworth, CA
    Granada Hills, CA
    North Hills, CA
    Northridge, CA
    Pacoima, CA
    San Fernando, CA
    Saugas, CA
    Valencia, CA
    Canooga Park, CA
    Woodland Hills, CA
    Woodland Hills, CA
    Encino, CA
    North Hollywood, CA
    North Hollywood, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Studio City, CA
    Tarzana, CA
    Los Angeles, CA
    Pacific Palisades, CA
    Santa Monica, CA
    Santa Monica, CA
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Inglewood, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Torrance, CA
    Torrance, CA
    San Pedro, CA
    Gardena, CA
    Hawthorne, CA
    Manhattan Beach, CA
    Los Angeles, CA
    Rolling Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Alhambra, CA
    Monterey Park, CA
    San Gabriel, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
    Burbank, CA
    Los Angeles, CA
    Burbank, CA
    Glendale, CA
    Glendale, CA
    La Canada Flintridge, CA
    La Crescenta, CA
    Los Angeles, CA
    Los Angeles, CA
    Montrose, CA
    South Gate, CA
    Lakewood, CA
    Long Beach, CA
    Cerritos, CA
    Norwalk, CA
    Downey, CA
    Los Angeles, CA
    Bell Gardens, CA
    Montebello, CA
    Rosemead, CA
    Whittier, CA
    Whittier, CA
    Covina, CA
    Glendora, CA
    City Of Industry, CA
    El Monte, CA
    Arcadia, CA
    Arcadia, CA
    Arcadia, CA
    Monrovia, CA
    Big Bear Lake, CA
    Santa Barbara, CA
    Newbury Park, CA
    Oxnard, CA
    Port Hueneme, CA
    Santa Barbara, CA
    Simi Valley, CA
    Thousand Oaks, CA
    Ventura, CA
    Thousand Oaks, CA
    Los Angeles, CA
    Huntington Park, CA
    Long Beach, CA
    Los Angeles, CA
    Ventura, CA
    Reseda, CA
    Canyon Country, CA
    Camarillo, CA
    Los Angeles, CA
    Glendale, CA
    Gardena, CA
    Rancho Palos Verde, CA
Other Businesses

1) Ely Flavor, LLC; not investment-related; Altadena, CA; Restaurant; Partner; 2014; 1 hour/month; 0 hours/trading; review activity. 2) Rental Property - La Quinta, CA; Investment Related; La Quinta, CA; rental property; Owner; 2007; 0 hours/month; 0 hours/trading; owner of property. 3) Rental Property - Palmdale, CA; Investment related; Palmdale, CA; rental property; Owner; 2007; 0 hour/month; 0 hours/trading; owner of property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-01
  • S63 Uniform Securities Agent State Law Examination
    1990-08-01
Other Names
  • Jim Ely
  • James Eugene Ely
  • James Eugene Ely

View on SEC IAPD

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