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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-07-29
  • NC RA
    APPROVED
    Since 2011-07-29

Branch Locations

Wilmington, NC • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verity Investments, Inc Durham NC 01/2006 11/2025
Verity Financial Group Durham NC 01/2006 Present
Verity Asset Management Durham NC 01/2006 Present
The Leaders Group Dba Simplicity Investments Summit NJ 11/2025 Present
  • 01/2006 → 11/2025
    Verity Investments, Inc
    Durham, NC
  • 01/2006 → Present
    Verity Financial Group
    Durham, NC
  • 01/2006 → Present
    Durham, NC
  • 11/2025 → Present
    The Leaders Group Dba Simplicity Investments
    Summit, NJ
Previous Registrations
  • 2006-04-25 → 2011-07-29
    Verity Investments, Inc.
    Wilmington, NC
    Wilmington, NC
    Durham, NC
    Durham, NC
Other Businesses

1.) VERITY ASSET MANAGEMENT - 1/26/06 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) VERITY FINANCIAL - 1/26/06 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
  • S66 Uniform Combined State Law Examination
    2006-04-24

View on SEC IAPD

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