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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| KS | RA | APPROVED | 2024-01-19 |
| MO | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
13220 Metcalf Avenue #210, Overland Park, KS 66213 • United States
15965 Manchester Rd. Suite 110, Ellisville, MO 63011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital, Inc. | Overland Park | KS | 09/1993 | 01/2020 |
| First Heartland Consultants | Overland Park | KS | 01/1999 | 01/2020 |
| Woodbury Financial Services Inc | Overland Park | KS | 01/2020 | 01/2024 |
| Callison & Advisors | Overland Park | KS | 07/1989 | Present |
| Osaic Wealth, Inc. | Overland Park | KS | 01/2024 | Present |
1. CHARITABLE CONSULTING POSITION: Consultant NATURE: Consulting charitable organizations and donors INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2001 ADDRESS: 7381 W 133rd St., Suite 200, Overland Park KS 66213, United States DESCRIPTION: Philanthropic Consulting Assisting non profits in the development of project proposals and matching projects with donor interest and intent. Assisting donors with strategic giving and alignment of their philanthropy with family goals and objectives. This is non securities related activity and paid on a project basis or hourly fee of $115 per hour. Total compensation the last 2 years was less than $20,000. 2. CALLISON AND ADVISORS POSITION: Insurance Agent NATURE: Sale and distribution of insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1999 ADDRESS: 7381 W 133rd St., Suite 200, Overland Park KS 66213, United States DESCRIPTION: Distribution of insurance products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-28 |
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