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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-19
KS RA APPROVED 2024-01-19
MO RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-01-19
  • KS RA
    APPROVED
    Since 2024-01-19
  • MO RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

13220 Metcalf Avenue #210, Overland Park, KS 66213 • United States

15965 Manchester Rd. Suite 110, Ellisville, MO 63011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Heartland Capital, Inc. Overland Park KS 09/1993 01/2020
First Heartland Consultants Overland Park KS 01/1999 01/2020
Woodbury Financial Services Inc Overland Park KS 01/2020 01/2024
Callison & Advisors Overland Park KS 07/1989 Present
Osaic Wealth, Inc. Overland Park KS 01/2024 Present
  • 09/1993 → 01/2020
    First Heartland Capital, Inc.
    Overland Park, KS
  • 01/1999 → 01/2020
    First Heartland Consultants
    Overland Park, KS
  • 01/2020 → 01/2024
    Woodbury Financial Services Inc
    Overland Park, KS
  • 07/1989 → Present
    Callison & Advisors
    Overland Park, KS
  • 01/2024 → Present
    Overland Park, KS
Previous Registrations
  • 2020-01-30 → 2024-01-19
    Woodbury Financial Services, Inc.
    Chesterfield, MO
    Overland Park, KS
    Overland Park, KS
  • 2004-04-07 → 2020-02-24
    Overland Park, KS
    Overland Park, KS
  • 1995-11-16 → 2005-12-31
    Callison & Advisors, Inc
    Overland Park, KS
  • 1995-12-01 → 2002-12-31
    Overland Park, KS
Other Businesses

1. CHARITABLE CONSULTING POSITION: Consultant NATURE: Consulting charitable organizations and donors INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2001 ADDRESS: 7381 W 133rd St., Suite 200, Overland Park KS 66213, United States DESCRIPTION: Philanthropic Consulting Assisting non profits in the development of project proposals and matching projects with donor interest and intent. Assisting donors with strategic giving and alignment of their philanthropy with family goals and objectives. This is non securities related activity and paid on a project basis or hourly fee of $115 per hour. Total compensation the last 2 years was less than $20,000. 2. CALLISON AND ADVISORS POSITION: Insurance Agent NATURE: Sale and distribution of insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1999 ADDRESS: 7381 W 133rd St., Suite 200, Overland Park KS 66213, United States DESCRIPTION: Distribution of insurance products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-06-28
  • S63 Uniform Securities Agent State Law Examination
    1988-06-28
Designations

View on SEC IAPD

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