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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-03-26
TX RA APPROVED_RES 2025-04-09
FL RA APPROVED 2021-10-19
  • MT RA
    APPROVED
    Since 2026-03-26
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • FL RA
    APPROVED
    Since 2021-10-19

Branch Locations

Kalispell, MT • United States

396 Alhambra Cir, Ste 701, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 10/2021
Raymond James & Associates, Inc Miami FL 10/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: , Miami, FL, 33129, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sometimes rent out my vacation home in Montana. (2)Name of Business: Montana Sky Networks Address: 238 King Thomason Rd., Kalispell, MT, 59901, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Montana Sky Networks is an internet service provider. They lease space from me in order to broadcast wireless signals to homeowners on the lake. (3)Name of Business: RAD MT Holdings LLC Address: Miami, FL, 33129, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/10/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own an LLC that holds property in MT (three separate parcels).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14
Other Names
  • Robert Dunn

View on SEC IAPD

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