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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED_RES | 2025-04-09 |
| FL | RA | APPROVED | 2021-10-19 |
Branch Locations
396 Alhambra Cir, Ste 701, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 10/2021 |
| Raymond James & Associates, Inc | Miami | FL | 10/2021 | Present |
(1)Name of Business: Address: , Miami, FL, 33129, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sometimes rent out my vacation home in Montana. (2)Name of Business: Montana Sky Networks Address: 238 King Thomason Rd., Kalispell, MT, 59901, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/30/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Montana Sky Networks is an internet service provider. They lease space from me in order to broadcast wireless signals to homeowners on the lake. (3)Name of Business: RAD MT Holdings LLC Address: Miami, FL, 33129, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/10/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own an LLC that holds property in MT (three separate parcels).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-14 |
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