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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-01-30
  • NJ RA
    APPROVED
    Since 2013-01-30

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Taylors, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. Seelaus & Co. Inc/ R. Seelaus & Co., Llc. Chatham NJ 05/2009 Present
Seelaus Asset Management Llc Chatham NJ 01/2013 Present
Previous Registrations
Other Businesses

RSC Financial Products LLC, An Insurance affiliate of R. Seelaus & Co., LLC 26 Main Street, Suite 300, Chatham, NJ 07928, insurance agent, Since 2009, 0-5 hours devoted a week, all during securities hours. Selling personal insurance products as needed per client's needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-25
S63 Uniform Securities Agent State Law Examination 1999-02-09
  • S65 Uniform Investment Adviser Law Examination
    2008-01-25
  • S63 Uniform Securities Agent State Law Examination
    1999-02-09

View on SEC IAPD

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