Best Investors
Account
Sign in
Best Investors
Account
Sign in
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2022-04-13 |
Branch Locations
5973 Avenida Encinas Ste 210, Carlsbad, CA 92008 • United States
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Omaha | NE | 08/1999 | 03/2022 |
| Duncan Financial | Carlsbad | CA | 05/1986 | 03/2022 |
| Duncan Investment Advisors, Inc. | Carlsbad | CA | 01/2011 | 03/2022 |
| Securities America Advisors | Carlsbad | CA | 08/2015 | 03/2022 |
| Beacon Pointe Advisors, Llc | Carlsbad | CA | 03/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2022 | 09/2024 |
| Beacon Pointe Insurance Services, Llc | Carlsbad | CA | 03/2022 | Present |
1) Beacon Pointe Advisors. Investment Related. Located at 5375 Avenida Encinas, Ste A, Carlsbad, CA 92008. Nature - RIA. Position - Managing Director. Start - 03/2022. 200 hours per month, 160 hours during trading hours. Duties - manage portfolios for retail clients, financial planning. 2) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 03/2022; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-09 |
Reach out to this advisor