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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-13 |
| LA | RA | APPROVED | 2006-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp | Metairie | LA | 03/2006 | Present |
1. 2/21/2006 - DBA ONLY - M1USA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-01 |
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