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Mark Roger Bogert

Oppenheimer & Co. Inc.

North Palm Beach, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-28
  • FL RA
    APPROVED
    Since 2018-06-28

Branch Locations

11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney West Palm Beach FL 06/2009 05/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2018
Oppenheimer & Co. Inc Boca Raton FL 06/2018 Present
  • 06/2009 → 05/2018
    Morgan Stanley Smith Barney
    West Palm Beach, FL
  • 01/2015 → 05/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2018 → Present
    Oppenheimer & Co. Inc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-09
  • S66 Uniform Combined State Law Examination
    2002-09-09
Other Names
  • Mark Roger Bogert
  • Mark R Bogert

View on SEC IAPD

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