Charles Glenn Downs

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-08-21

OH RA
APPROVED

Since 2018-08-21

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

9987 Carver Rd Suite 100, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Cincinnati	OH	07/1996	Present
Financial Network Group, Ltd	Cincinnati	OH	01/2000	Present
Hanson Mcclain Advisors	Cincinnati	OH	08/2018	Present

07/1996 → Present

Royal Alliance Associates, Inc.

Cincinnati, OH
01/2000 → Present

Financial Network Group, Ltd

Cincinnati, OH
08/2018 → Present

Hanson Mcclain Advisors

Cincinnati, OH

Previous Registrations

2000-01-01 → 2019-02-07

Simply Money Advisors

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-17
S63	Uniform Securities Agent State Law Examination	1988-07-14

S65 Uniform Investment Adviser Law Examination

1999-06-17
S63 Uniform Securities Agent State Law Examination

1988-07-14

Other Names

Charles Downs

View on SEC IAPD