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William Hugh Kelly

United Capital Financial Advisors

Boca Raton, FL

Baltimore, MD

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-30
MD RA APPROVED 2025-01-22
  • FL RA
    APPROVED
    Since 2025-01-30
  • MD RA
    APPROVED
    Since 2025-01-22

Branch Locations

980 N Federal Highway Ste 400, Boca Raton, FL 33432 • United States

711 W 40Th St. Suite 425, Baltimore, MD 21211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 01/2012 11/2017
United Capital Financial Advisors, Llc Irving TX 01/2012 Present
Cetera Advisor Networks Llc El Segundo CA 11/2017 06/2020
  • 01/2012 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 01/2012 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
  • 11/2017 → 06/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
Previous Registrations
  • 2013-10-16 → 2024-12-31
    United Capital Financial Advisors
    Buffalo, NY
    Hunt Valley, MD
    Towson, MD
    Timonium, MD
    Boca Raton, FL
  • 2017-11-01 → 2017-12-12
    Cetera Wealth Services, Llc
    Hunt Valley, MD
  • 2016-02-09 → 2017-11-01
    Girard Securities, Inc.
    Buffalo, NY
    San Diego, CA
    Hunt Valley, MD
    Langhorne, PA
Other Businesses

1. CO-TRUSTEE FOR COUSIN'S TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-22
S63 Uniform Securities Agent State Law Examination 1999-08-27
  • S65 Uniform Investment Adviser Law Examination
    1999-09-22
  • S63 Uniform Securities Agent State Law Examination
    1999-08-27
Other Names
  • Will Kelly
  • William H Kelly
  • Willy Kelly

View on SEC IAPD

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