David George Halling

Current Employers

Nich Capital Partners, Inc.

Wilmington, NC • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nich Capital Partners, Llc	San Francisco	CA	10/2015	Present
Alaska Trust Company	Anchorage	AK	10/2014	08/2017

10/2015 → Present

Nich Capital Partners, Llc

San Francisco, CA
10/2014 → 08/2017

Alaska Trust Company

Anchorage, AK

Previous Registrations

2013-09-17 → 2013-11-19

Oppenheimer & Co. Inc.

Bellevue, WA

Seattle, WA

Other Businesses

Mackie Scientific LLC; non-investment related; 24224 SE 30th St., Sammamish, WA 98075; ECommerce; Co-Founder; State date: 07/2015; Hours per month : 30; Hours per month during trading hours: 30; daily management of ECommerce business. Quinte Financial Technologies; non-investment related; 19 Fulton St., STE 408, New York, NY 01138; Sales; VP of Sales; 07/2022 - present; Hours per month : 160; Hours per month during trading hours: 160; Sales and relationship management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-17
S63	Uniform Securities Agent State Law Examination	1989-04-14

S65 Uniform Investment Adviser Law Examination

2013-09-17
S63 Uniform Securities Agent State Law Examination

1989-04-14

View on SEC IAPD