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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| AZ | RA | APPROVED | 2025-06-06 |
| IL | RA | APPROVED | 2010-01-06 |
Branch Locations
9705 East Mountain View Road Unit 1173, Scottsdale, AZ 85258 • United States
101 W. 22Nd Street Suite 200, Lombard, IL 60148 • United States
Oakbrook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2001 | Present |
| Garrett Consulting Corp. | Glen Ellyn | IL | 01/2003 | Present |
1.FIXED INSURANCE SALES UNDER THE NAME GARRETT CONSULTING, CONDUCTED AT THE BRANCH LOCATION,INVESTMENT RELATED. 2.SOLE OWNER OF BRANCH OFFICE CONDOMINIUM, SUBLEASED FOR COMPENSATION, NOT INVESTMENT RELATED. 3. MEMBER OF BAND, COMPENSATED FOR APPEARANCES, NOT INVESTMENT RELATED, NOT CONDUCTED AT BRANCH. 4. GARRETT CONSULTING INC.; PRESIDENT, OWNER AND TRUSTEE OF FIRM'S CASH BALANCE PLAN; OPERATING COMPANY; CONDUCTED AT BRANCH; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-27 |
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