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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
TX RA APPROVED_RES 2010-03-06
CA RA APPROVED 2003-06-27
  • MN RA
    APPROVED
    Since 2013-11-05
  • TX RA
    APPROVED_RES
    Since 2010-03-06
  • CA RA
    APPROVED
    Since 2003-06-27

Branch Locations

Austin, MN • United States

Laguna Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Center Financial Austin MN 02/1980 Present
Geneos Wealth Management Denver CO 06/2003 Present
Ever Bank Austin MN 11/2004 05/2021
  • 02/1980 → Present
    Center Financial
    Austin, MN
  • 06/2003 → Present
    Geneos Wealth Management
    Denver, CO
  • 11/2004 → 05/2021
    Ever Bank
    Austin, MN
Previous Registrations
  • 2002-10-03 → 2003-07-02
    Cetera Advisors Llc
    Austin, MN
Other Businesses

1) DBA:OWNER OF CENTER FINANCIAL LOCATED @ BRANCH LOCATION. 2) OWNER OF CENTER DESIGNS-MAKE GIFT BASKETS LOCATED @ 2111 4TH DRIVE SW AUSTIN MN 55912. 3) INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 4) NOTARY PUBLIC. 5) OC SPARKLE-OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-23
S63 Uniform Securities Agent State Law Examination 1988-05-31
  • S66 Uniform Combined State Law Examination
    2001-02-23
  • S63 Uniform Securities Agent State Law Examination
    1988-05-31
Other Names
  • Cynthia Ruth Rupprecht
  • Cynthia Ruth Rupprecht
  • Cynthia Mrkvicka

View on SEC IAPD

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