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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-17
  • MD RA
    APPROVED
    Since 2023-07-17

Branch Locations

22730 Three Notch Rd, California, MD 20619 • United States

200 Westgate Cir, Annapolis, MD 21401 • United States

1101 Maiden Choice Lane, Baltimore, MD 21229 • United States

12905 Ocean Gateway, Ste B, Ocean City, MD 21842 • United States

8010 Matthews Rd, Bryans Road, MD 20616 • United States

30165 Three Notch Rd, Charlotte Hall, MD 20622 • United States

1434 Rolkin Court, Suite 301, Charlottesville, VA 22911 • United States

202 Centennial St, La Plata, MD 20646 • United States

0321 Southern Maryland Blvd., Dunkirk, MD 20754 • United States

5831 Plank Road, Fredericksburg, VA 22407 • United States

101 Drury Drive, La Plata, MD 20646 • United States

425 Willaim Street, Fredericksburg, VA 22401 • United States

3035 Leonardtown Road, Waldorf, MD 20601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 01/2015 07/2023
Community Bank Of The Chesapeake Waldorf MD 12/2014 07/2023
Lpl Financial Waldorf MD 07/2023 Present
Shore United Bank Waldorf MD 07/2023 Present
  • 01/2015 → 07/2023
    Infinex Investments, Inc.
    Meriden, CT
  • 12/2014 → 07/2023
    Community Bank Of The Chesapeake
    Waldorf, MD
  • 07/2023 → Present
    Lpl Financial
    Waldorf, MD
  • 07/2023 → Present
    Shore United Bank
    Waldorf, MD
Previous Registrations
  • 2015-01-09 → 2023-07-18
    Waldorf, MD
    California, MD
    Charlotte Hall, MD
  • 2013-05-16 → 2014-12-31
    Kestra Investment Services, Llc
    California, MD
Other Businesses

1) 07/14/2023 - Wye Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/01/2023 - BSMG - Non-Variable Insurance - VP, Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 2 Hours Per Month/ 2 Hours During Trading 3) 09/19/2023 - Highland Capital - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 10 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    2006-03-30
Designations
Other Names
  • Kathleen Anne Mulhern
  • Kathleen A Mulhern

View on SEC IAPD

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