Stephen E Trask

Current Employers

Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-01-24

PA RA
APPROVED

Since 2023-01-24

Branch Locations

Mechanicsburg, PA • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Vanderbilt Securities, Llc	Melville	NY	04/2012	01/2023
Vanderbilt Advisory Services	Melville	NY	04/2012	01/2023
Ip Financial Advisory Services Llc	Charlotte	NC	01/2023	Present

04/2012 → 01/2023

Vanderbilt Securities, Llc

Melville, NY
04/2012 → 01/2023

Vanderbilt Advisory Services

Melville, NY
01/2023 → Present

Ip Financial Advisory Services Llc

Charlotte, NC

Previous Registrations

2012-05-01 → 2023-01-09

Vanderbilt Advisory Services

Woodbury, NY

Mechanicsburg, PA

Mechanicsburg, PA
2011-10-24 → 2012-04-19

Rbc Capital Markets, Llc

Lemoyne, PA

Other Businesses

Trask Financial Services, DBA 01/30/23

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-21
S63	Uniform Securities Agent State Law Examination	1988-10-04

S66 Uniform Combined State Law Examination

2011-10-21
S63 Uniform Securities Agent State Law Examination

1988-10-04

Other Names

Stephen Edward Trask

View on SEC IAPD