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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2005-08-05
  • MO RA
    APPROVED
    Since 2005-08-05

Branch Locations

1001 Craig Road Suite 474, St. Louis, MO 63146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2005 Present
D&B Strategic Wealth St. Louis MO 08/2005 Present
Previous Registrations
Other Businesses

1. Fixed Insurance Sales, Conducted at Branch; Investment Related 2. Co-owner, Dolitsky and Berglund, LLC dba D&B Strategic Wealth; a private entity established to facilitate securities, and insurance business; as of August, 2005; 1% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-12
S63 Uniform Securities Agent State Law Examination 1988-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-05-12
  • S63 Uniform Securities Agent State Law Examination
    1988-07-01
Designations

View on SEC IAPD

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