Jack Cupelli

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

Poughkeepsie, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cornerstone Financial	Poughkeepsie	NY	02/1990	Present
Cadaret, Grant & Co., Inc.	Poughkeepsie	NY	06/2014	07/2025
Lpl Financial Llc	Poughkeepsie	NY	07/2025	Present

02/1990 → Present

Cornerstone Financial

Poughkeepsie, NY
06/2014 → 07/2025

Cadaret, Grant & Co., Inc.

Poughkeepsie, NY
07/2025 → Present

Lpl Financial Llc

Poughkeepsie, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Albany, NY

Poughkeepsie, NY

Albany, NY
2013-03-01 → 2014-05-01

Ameriprise Financial Services, Llc

Poughkeepsie, NY

Wallkill, NY
1998-01-05 → 2003-09-23

Cadaret, Grant & Co., Inc.

Poughkeepsie, NY

Other Businesses

1- 07/2025 - Cornerstone Financial - Non-Variable Insurance - District Office Broker - Investment Related - At Reported Business Location(s) - Start Date 01/01/1992 - 1 hour per month/ during trading 2- 07/2025 - Cornerstone Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/20/1995 - 200 hours per month/ 100 hours during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-09-02

S63 Uniform Securities Agent State Law Examination

1988-09-02

View on SEC IAPD