Inactive

Rosh K Mangalat

Edelman Financial Engines

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Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-05-24
TX	RA	APPROVED	2020-01-06
AZ	RA	APPROVED	2018-09-05

NH RA
APPROVED

Since 2025-05-24
TX RA
APPROVED

Since 2020-01-06
AZ RA
APPROVED

Since 2018-09-05

Branch Locations

Phoenix, AZ • United States

4742 N. 24Th St Suite 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vista Monterey C/O Firstservice Residential	Scottsdale	AZ	02/2013	02/2018
The Vanguard Group, Inc.	Scottsdale	AZ	10/2015	08/2018
Financial Engines Advisors L.L.C.	Phoenix	AZ	08/2018	Present

02/2013 → 02/2018

Vista Monterey C/O Firstservice Residential

Scottsdale, AZ
10/2015 → 08/2018

The Vanguard Group, Inc.

Scottsdale, AZ
08/2018 → Present

Financial Engines Advisors L.L.C.

Phoenix, AZ

Previous Registrations

2015-12-03 → 2018-08-22

Vanguard Advisers, Inc.

Scottsdale, AZ
2014-12-15 → 2015-12-01

Waddell & Reed

Scottsdale, AZ

Peoria, AZ
2012-06-19 → 2014-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-15
S63	Uniform Securities Agent State Law Examination	2000-11-02

S66 Uniform Combined State Law Examination

2012-06-15
S63 Uniform Securities Agent State Law Examination

2000-11-02

Designations

View on SEC IAPD

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