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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
9555 James Ave S Suite 200, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Burns Brothers Financial Group | Bloomington | MN | 12/1986 | Present |
| National Planning Corporation | Bloomington | MN | 07/2016 | 11/2017 |
| Lpl Financial Llc | Bloomington | MN | 11/2017 | Present |
1. 11/29/2017 - Independent Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - start date 1/1/1987. 2. 11/29/2017 - Frank Ell - Investment Related - At Reported Business Location (s) - DBA for LPL Business (entity for LPL business) - owner - start date 2017 - 100% time spent per month. 3. 8/29/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 12/08/1998 - 0 Hours Per Month - Perform notary functions for clients. 4. 1/20/2021 - Burns Brothers Financial Group, DBA BBFG - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner/Partner / Tax Preparer - Started 11/1/1986 - 60 Hours Per Month/40 Hours During Securities Trading. 5. 1/20/2021 - Burns Brothers Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Partner/Owner - Started 11/29/2017 - 60 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-01 |
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