Keith Patrick Brockman

Current Employers

Employment History

• 04/1996 → 11/2018
  John Hancock Mutual Life Insurance Co.
  Mclean, VA
• 04/1996 → 11/2018
  Signator Investors, Inc.
  Mclean, VA
• 04/1996 → Present
  #Ia Signator Investors, Inc.
  Melean, VA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Vienna, VA

Previous Registrations

• 1999-04-07 → 2018-11-02
  Signator Investors, Inc.
  Vienna, VA
  Mclean, VA

Other Businesses

1. SIGNATURE FINANCIAL PARTNERS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 150 START DATE: 03/17/2006 ADDRESS: 8607 Westwood Center Dr, 3rd Flr. Signature Financial, Vienna VA 22182, United States DESCRIPTION: Financial Advisor 2. POWER OF ATTORNEY FOR PARENTS ACCOUNT POSITION: Power of Attorney NATURE: Power of Attorney for Parent's investment account INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2021 ADDRESS: 8607 Westwood Center Dr, 3rd Flr. Signature Financial, Vienna VA 22182, United States DESCRIPTION: review of accounts 3. INSURANCE BROKERAGE POSITION: insurance brokerage NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/1996 ADDRESS: 8607 Westwood Center Dr, 3rd Flr. Signature Financial, Vienna VA 22182, United States DESCRIPTION: Insurance brokerage of various carriers

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-26
• S63 Uniform Securities Agent State Law Examination
  1996-09-30