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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 03/2004 | 01/2017 |
| Princor Financial Services | Des Moines | IA | 03/2004 | 01/2017 |
| Principal Funds Distributor | Des Moines | IA | 03/2009 | Present |
| Principal Asset Management | Des Moines | IA | 03/2017 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Mason's Basement, Not investment related, 8276 Aspen Dr., West Des Moines IA 50266, Band, lead guitarist/Music Director, 1/1/19, 4 hours a month, 0 hours during the market, organize set lists, schedule/host practice, coordinate gig dates & details with host, play lead/rhythm guitar and vocals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-27 |
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