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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1997-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Fran | CA | 08/1995 | Present |
| Bank Of America,N.A. | San Francisco | CA | 09/2009 | Present |
I*3961290 Entity Type: N/A Name of OBA: J A F Address: San Rafael, California, 94901 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/16/2023 Number of Hours: 3, Monthly Number of Hours during trading: 0.15, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-24 |
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