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Current Employers
North Compass Financial Advisors, Llc

21 Ne 5Th Street Suite 301, Grand Rapids, MN 55744 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-07
  • MN RA
    APPROVED
    Since 2013-11-07

Branch Locations

21 Ne 5Th Street Suite 301, Grand Rapids, MN 55744 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ray Nikkle & Assoc. (Self Employed) Grand Rapids MN 10/1986 Present
North Compass Financial Advisors, Llc Grand Rapids MN 05/2008 Present
North Compass Investment Advisors, Llc Grand Rapids MN 03/2020 Present
  • 10/1986 → Present
    Ray Nikkle & Assoc. (Self Employed)
    Grand Rapids, MN
  • 05/2008 → Present
    Grand Rapids, MN
  • 03/2020 → Present
    North Compass Investment Advisors, Llc
    Grand Rapids, MN
Previous Registrations
  • 2007-06-18 → 2008-08-15
    North Compass Financial Advisors, Inc.
    Grand Rapids, MN
Other Businesses

I own a rental house, located at 2754 Airport Road Grand Rapids MN 55744. Approximately 2 hours a month is devoted to this entity; none of the time during security trading hours. Since 2012, I have been the Chief Operations Officer and a partner in Nikkel Farms LLC, located at 21 NE 5th Street Grand Rapids MN 55744. The entity deals with agriculture land management. Approximately 2 hours a month is devoted to this entity; none of the time during security trading hours. INSURANCE AGENT, INVESTMENT RELATED, SELLS INSURANCE PRODUCTS, SPENDS APPROXIMATELY 10 HRS/MTH AND 10 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-06
S63 Uniform Securities Agent State Law Examination 1988-06-23
  • S65 Uniform Investment Adviser Law Examination
    2001-01-06
  • S63 Uniform Securities Agent State Law Examination
    1988-06-23
Other Names
  • Ray Nikkel
  • Raymond Lee Nikkel
  • Raymond Lee Nikkel

View on SEC IAPD

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