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118 N. Clinton Street Suite 450, Chicago, IL 60661 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-03-28 |
Branch Locations
118 North Clinton Street Suite 150, Chicago, IL 60661 • United States
118 N. Clinton Suite 450, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Access Financial Group, Inc. | Chicago | IL | 04/1994 | Present |
1) ELCO Mutual Life and Annuity, investment related, 916 Sherwood Drive Lake Bluff, IL 60044, ELCO sells life insurance and annuities, Outside Director on the Board of Directors, start date was May 9, 2019, 12 hours per month, 4 hours per month during trading hours, duties involve strategic planning and overview. 2) Licensed Insurance Agent, investment related, 118 North Clinton St., Suite 450, Chicago, IL 60661, licensed to sell insurance products, start date 08/1987. Less than 1 hour per month during trading hours. 3) Three Seas Holding, Inc., investment related, 118 N. Clinton St., Chicago, IL, conduit for real estate holdings, Owner, start date 10/1993, less than 1 hour per month during trading hours, passive real estate investment. 4) 2 Seas LLC, non-investment related, 118 N. Clinton St., Chicago, IL, conduit for estate planning purposes, Owner, start date 07/2008, less than 1 hour per month during trading hours, estate planning. 5) Sylvie Wanders, LLC; non-investment related; Helena, MT; LLC for travel-related purposes; Manager; start date 4/2022; less than 1 hour per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-09 |
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