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Current Employers
Access Financial Group, Inc.

118 N. Clinton Street Suite 450, Chicago, IL 60661 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-03-28
  • IL RA
    APPROVED
    Since 2007-03-28

Branch Locations

118 North Clinton Street Suite 150, Chicago, IL 60661 • United States

118 N. Clinton Suite 450, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Access Financial Group, Inc. Chicago IL 04/1994 Present
Other Businesses

1) ELCO Mutual Life and Annuity, investment related, 916 Sherwood Drive Lake Bluff, IL 60044, ELCO sells life insurance and annuities, Outside Director on the Board of Directors, start date was May 9, 2019, 12 hours per month, 4 hours per month during trading hours, duties involve strategic planning and overview. 2) Licensed Insurance Agent, investment related, 118 North Clinton St., Suite 450, Chicago, IL 60661, licensed to sell insurance products, start date 08/1987. Less than 1 hour per month during trading hours. 3) Three Seas Holding, Inc., investment related, 118 N. Clinton St., Chicago, IL, conduit for real estate holdings, Owner, start date 10/1993, less than 1 hour per month during trading hours, passive real estate investment. 4) 2 Seas LLC, non-investment related, 118 N. Clinton St., Chicago, IL, conduit for estate planning purposes, Owner, start date 07/2008, less than 1 hour per month during trading hours, estate planning. 5) Sylvie Wanders, LLC; non-investment related; Helena, MT; LLC for travel-related purposes; Manager; start date 4/2022; less than 1 hour per month, none during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-27
S63 Uniform Securities Agent State Law Examination 1993-07-09
  • S65 Uniform Investment Adviser Law Examination
    2007-03-27
  • S63 Uniform Securities Agent State Law Examination
    1993-07-09

View on SEC IAPD

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