Anthony C Shaw

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-03
NY	RA	APPROVED	2021-06-29
MO	RA	APPROVED	2020-08-31

TX RA
APPROVED

Since 2023-05-03
NY RA
APPROVED

Since 2021-06-29
MO RA
APPROVED

Since 2020-08-31

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2020	Present
Brown Brothers Harriman & Co	New York City	NY	02/2012	05/2020

06/2020 → Present

Edward Jones

St Louis, MO
02/2012 → 05/2020

Brown Brothers Harriman & Co

New York City, NY

Other Businesses

CCI SPV I LP Type of business: Solid-State Battery Technology Solana Beach, CA Start date: 2/24/2022 LPT Hours per week: 0 Hours during trading: 0 Desc: No responsibilities CCI Sustainable Innovations Fund LP Type of business: Sustainable investing Solana Beach, CA Start date: 7/5/2022 LPT Hours per week: 0 Hours during trading: 0 Desc: No responsibilities Memphre Investments LP Type of business: Mid-Small Cap Equity Investments Greenwich, CT Start date: 1/16/2024 LPT Hours per week: 0 Hours during trading: 0 Desc: No responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-28
S65	Uniform Investment Adviser Law Examination	2018-06-09
S63	Uniform Securities Agent State Law Examination	1988-08-25

S66 Uniform Combined State Law Examination

2020-08-28
S65 Uniform Investment Adviser Law Examination

2018-06-09
S63 Uniform Securities Agent State Law Examination

1988-08-25

Other Names

Anthony Clark Shaw

View on SEC IAPD