Lisa Ann Szucs

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
OH	RA	APPROVED	2012-11-20

TX RA
APPROVED_RES

Since 2020-04-02
OH RA
APPROVED

Since 2012-11-20

Branch Locations

Medina, OH • United States

3700 Embassy Parkway Suite 340, Akron, OH 44333 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Akron	OH	11/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

11/2012 → Present

Morgan Stanley

Akron, OH
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1999-08-16 → 2012-11-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH

Akron, OH

Cleveland, OH

Other Businesses

*381913 - Norwex; Investment related - No; Selling microfiber cloths and cleaning solutions; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 1; Buy cloths at a discount. *461855 - Power of Attorney; Investment related - Yes; Strongsville, Ohio; 05/2030, During business hours: 0; After business hours: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-05
S63	Uniform Securities Agent State Law Examination	1988-10-12

S65 Uniform Investment Adviser Law Examination

1994-04-05
S63 Uniform Securities Agent State Law Examination

1988-10-12

View on SEC IAPD